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PECB ISO-IEC-42001-Lead-Auditor Real Question, Exam ISO-IEC-42001-Lead-Auditor Materials
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PECB ISO/IEC 42001:2023Artificial Intelligence Management System Lead Auditor Exam Sample Questions (Q25-Q30):
NEW QUESTION # 25
Which control in Annex A of ISO 42001:2023 focuses on the need for stakeholder engagement in AI system development?
- A. Stakeholder Consultation
- B. Risk Assessment
- C. Data Management
- D. Continuous Improvement
Answer: A
Explanation:
Annex A - Control A.5.2.2: Stakeholder Consultationexplicitly requires organizations toconsult with relevant stakeholders(such as users, impacted communities, regulators, etc.) during the development and operation of AI systems.
This control emphasizes the importance of engaging stakeholders toidentify expectations, values, ethical concerns, and social impact risksassociated with the AI system.
Stakeholder engagement supports transparency, ethical alignment, and social acceptability of AI solutions.
NEW QUESTION # 26
Audit evidence must be:
- A. Verifiable
- B. Refutable
- C. Physical
- D. Structured
Answer: A
Explanation:
Audit evidencemust beobjective and verifiable, meaning that it can beconfirmed through observation, documentation, or reproducible results. This is a foundational principle of auditing as per:
* ISO 19011:2018 - Clause 3.8defines audit evidence as "records, statements of fact or other information which arerelevant to the audit criteria and verifiable."
* This principle is also emphasized in ISO/IEC 42001 during internal audits (Clause 9.2), ensuring that conclusions are based onfactual, traceable, and confirmabledata.
Verifiability ensures the credibility and reliability of audit findings, especially critical in evaluating AIMS due to the complexity and potential subjectivity of AI behaviors.
NEW QUESTION # 27
According to the core element of 'Privacy and Security,' what is essential when developing AI systems?
- A. Reducing the development time
- B. Enhancing the graphical user interface
- C. Ensuring the protection of personal data and system security
- D. Increasing the efficiency of AI algorithms
Answer: C
Explanation:
ThePrivacy and Securityprinciple focuses on safeguardingpersonal dataand ensuring therobustness of AI systems against security threats.
As outlined inISO/IEC 42001:2023 - Clause 6.1.2 and 8.2.3, organizations must addressdata protection, cybersecurity, and access controlsthroughout the AI system lifecycle.
This is particularly relevant in contexts where AI systems handlesensitive or identifiable data, such as health, finance, or biometrics.
NEW QUESTION # 28
A financial institution needs to develop a system that can understand and process large volumes of unstructured text data from financial reports to extract key information and insights. Which AI concept would be best suited for this task?
- A. Machine Learning (ML)
- B. Computer Vision
- C. Deep Learning (DL)
- D. Natural Language Processing (NLP)
Answer: D
Explanation:
The correct AI concept for processingtext dataisNatural Language Processing (NLP).
NLP is a field of AI concerned with theinteraction between computers and human (natural) languages. It is used to analyze, extract, and interpretunstructured text, making it highly suitable for financial document analysis.
ISO/IEC 42001:2023 - Clause 8.2.3encourages the selection of appropriate techniques for operational purposes, andNLP is the most relevantfor text-heavy tasks.
NEW QUESTION # 29
An AI system is being developed to assist elderly people in their daily activities. The system needs to be intuitive and align with the needs and values of its users. Which core element of AI should guide the design and development of this AI system?
- A. Accountability
- B. Transparency and Explainability
- C. Human-Centered Design
- D. Fairness and Non-Discrimination
Answer: C
Explanation:
The correct guiding principle in this scenario isHuman-Centered Design. This principle is explicitly emphasized inISO/IEC 42001:2023, particularly in the context of aligning AI systems withhuman needs, values, and well-being.
Human-Centered Design ensures that the AI system is designed with afocus on users, particularly vulnerable populations like the elderly. The AI should be intuitive, inclusive, and usable while enhancing human capabilities.
In ISO/IEC 42001:2023:
* Clause 4.2 (Understanding the needs and expectations of interested parties)requires that systems consider stakeholders, particularly end users, when defining system requirements.
* Clause 6.1.2 (AI risk identification and assessment)andClause 8.2.3 (Operational planning and control)reinforce designing systems that respect and respond to human diversity and usability needs.
ThePECB Lead Auditor Guide - Domain 1lists Human-Centered Design as one of thefoundational AI principlesessential for promoting trust, accessibility, and adoption among users - especially those with specific assistance needs.
NEW QUESTION # 30
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